The regulatory provisions for participants in the financial market are diverse and complex. Especially for startups operating in the FinTech sector, it is of great importance to understand the regulatory situation correctly before commencing activities. LezziLegal supports you in all matters of financial market regulation: whether it is clarifications regarding licensing requirements, drafting a license application, or procedures before FINMA or courts.
Analysis of Business Models
Legal analysis of business models regarding potential licensing requirements and obligations to join a Self-Regulatory Organization (SRO). Analysis of tokens or NFTs and decentralized trading systems. Obtaining no-action letters from FINMA. Support for Initial Coin Offerings (ICOs).
Support in obtaining approvals, especially for:
Compliance advisory
Advisory on designing internal compliance processes, especially in the area of FIDLEG and for insurance intermediaries. Conducting internal investigations (compliance audits). Enforcement and legal proceedings Support and representation in FINMA enforcement proceedings or legal proceedings.
Anti-Money Laundering Act
Advice on AML compliance. Submission of SRO admission requests.
Unsere Neuigkeiten & Blog
Introduction The European Union has agreed on a set of rules for the use of AI. This legal framework aims to strengthen public trust in
On 16 November 2022, the Digital Services Regulation or Digital Service Act (DSA) came into force.[1] It regulates the obligations of digital content service providers,
Introduction The European Union has agreed on a set of rules for the use of AI. This legal framework aims to strengthen public trust in
On 16 November 2022, the Digital Services Regulation or Digital Service Act (DSA) came into force.[1] It regulates the obligations of digital content service providers,
With the unabated popularity of crypto-assets, such as Bitcoin or Ether, the question also arises whether they can serve as assets of a collective investment
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Custom solutions for your business in the digital world.